The integration of the suggested framework within BIM allows not only to shift from the theoretical to the practical level but also to create a well-framed and organized set of data of the facility during the whole life cycle. To this end, the first step is the implementation of the LCA information in BIM, enriching the set of information just embedded in the model and connecting when possible the data with the relative physical objects. Note that for the moment the LCA information in subject concern only quantitative information, keeping out the environmental information since their values do not depend on AEC practice and are mainly attributed to external database or EPD. The second step is the clustering of LCA information in relation to the phase of the design process, including a wider range of data with the advancement of the process. The third step is the arrangement for each LCA information of the additional linked data such as the actors responsible for the data insertion and the source where data are gathered. This stage acquires a key role within AEC practice since the sources used are expected to be even more specific and detailed, in order to provide information gradually more accurate and reliable in conjunction with the development of the design process. Moreover, also the actors involved are expected to be various in relation to the phase of the process, in order to empower designers, engineers, contractors and facility managers to make responsible decisions and operations in their own expertise area. These factors become crucial if the final goal is to orient and streamline the AEC design process in line with environmental target and life cycle perspective.
By joining LCA approach and BIM environment by means of the proposed framework, BIM turn out to be not only as a shared platform of exchange among the different practitioners and stakeholders and as a life cycle information database of the facility, but also as a feasible supporting tool to reduce the environmental impacts of the AEC value chain and so of the whole construction sector. In fact, regardless the environmental data and the methodology employed to develop a possible LCA study, if the project’s LCA quantitative information are lowered in value with the progressive advancement of the design process, necessarily also the relative impacts of the facility will decrease on the environment. Moreover, in this way, since BIM is already widespread within AEC practice (although at different levels), it would become a reliable basis for decisions during the facility life cycle from the inception onward. If in the next future the suggested framework will become an integral part of the AEC practice, significant reverberations would be visible at the different scale. Firstly, the adoption of Life Cycle Thinking in the built environment with the resulting change of mind of all the actor engaged in the design process. Secondly, the implementation of the LCA method as an effective decision supporting tool in design process and therefore the enhancement of the following LCA studies with remarkable improvements both for the completeness and the reliability of the information considered. Thirdly, the activation in the construction sector of the type of mechanisms able to start the process of improvement and optimization in line with life cycle perspective and environmental targets, as demanded worldwide by Sustainable Development Goals.
Furthermore, besides the benefits that such application entails for the design process and, in general, for the environment, it should not neglect the added value for owners and clients. Indeed, from early design to even the decommissioning phase, all stakeholders contribute information to and extract information from the shared model, providing a lifelong view of the facility. In this way life cycle BIM allows a continuous built-up of know-how, enabling, on one hand, a seamless flow of information across process phases and stakeholders and, on the other, a life cycle database strategical also for owners and clients to have full control of the facility and thus a more efficient asset management.
However, in this perspective, it is important to not underestimate the following main barriers. First of all, the fact that the framework implementation presumes the BIM equipment at least of all the AEC firms involved. Nowadays the uptake and maturity of BIM vary considerably from country to country and from company to company, according to their size and position in the value chain. Indeed, for some big companies it is already part of current practice and business, but most small companies have little or none experience about it. The second barrier is the need of a “wide and open” BIM, which integrates the entire value chain and it is characterized by full interoperability of software and open access to it. While the technical challenges are likely to be overcome in the next future, it might result more difficult to change in an increasingly disruptive way the existing processes and to enhance collaboration, including data sharing. Lastly, the fact that digital technologies will realize their full potential only if they are widely adopted and regulated by norms and standards. This task is crucial to create a fertile environment for the digitalization of the construction sector and, in any given country, it is demanded to the government, as regulator and incubator as well as often a key project owner.
Since BIM and LCA are available methodologies and the construction sector is just involved in the process of transformation and change management, the need is to seize the opportunity, orient the process development in the right direction and know how to exploit the most of it.
Deepening methodologies and tools in LCA and BIM environment
At this point, the framework has been disclosed and developed with the aim to understand how to orient and streamline the design process in line with environmental targets and life cycle perspective. After arguing it, before from the theoretical/conceptual point of view and then from the practical/applicative point of view, the focus turns back to the initial subject of the research: AEC firms. The purpose is to try to indicatively verify the practicability and feasibility of the suggested framework, analyzing the current practice in relation to the main issues in question.
From the analysis of the questionnaire surveys available in literature, regardless of the target audience, the perspective of AEC firms seems clear. BIM adoption is on the rise essentially because fosters collaborations among many disciplines and stakeholders typically regarded as individual building tasks, with visible results in saving time and money as well as improved quality and more efficient buildings. In addition, the utilization of BIM as a catalyst for sustainable design and construction practice is growing within AEC sector. Indeed, Green BIM turns out to be strategic for the following performance analysis: building orientation, building massing, energy modeling, daylight analysis, water harvesting, sustainable materials, HVAC design, green building certification, cost estimating and so on. However, since most of these green activities rely on external performance analyses software, despite the wide range of tools today available, software-interoperability remains one of the greatest challenges for the success of BIM and Green BIM in practice. Note that interoperability concerns not only the technological level, as generally conceived, but involves four broad layers of complex systems: technological, data, human and institutional. The technological layer is the hardware and code that allow the connection of different software and thus the exchange and share of data through an explicit and agreed-upon interface. The data layer is the ability of interconnected software to understand each other and process what is being transmitted, representing a prerequisite for making the technological layer useful and effective. The human layer is the ability of humans to understand and act on the data that is exchanged and shared. The institutional layer is the ability of societal systems to well engage and handle interoperability, for instance from the legal point of view in relation to responsibility roles.
Regarding LCA, the questionnaire surveys available concerns specific contexts but can probably be generalized to all the practice that use LCA. Interviews indicate that the main drivers for doing LCA are building owners/clients, followed by designers, codes and LEED requirements. Moreover, they emphasized that building LCA is time-consuming and expensive, with huge difficulties in finding and collecting data and with problems in the comparability and transparency of LCA results. They outlined the need to find new efficient ways of performing LCA in the early design stages through easy-to-use tools and database, the need for a better understanding of the relative significance of the different factors and building part and the need to refine and harmonize the existing building LCA tools and databases.
Nowadays, copious LCA software are available on the market to encourage LCA application within AEC practice and enable practitioners to make aware choices in terms of environmental impacts. Given the complexity of the construction sector and its close relationship with the surrounding context, buildings LCA tools generally refer to national context, both for the compliance with regulations and for the database embedded, even if some of them take a wider perspective. Just to mention a few, LCA tools developed for general purpose and spread worldwide are SimaPro and GaBi, while the ones developed specifically for building sector are: Ecosoft in Austria, Elodie in France, Legep in Germany, Ecoeffect in Sweden, Impact in United Kingdom, Lisa in Australia, Athena in Canada, Bees in USA. Each tool possesses its own characteristics which affect the spread of the methods in practice and the completeness of the resulting LCA study. The main features to take into consideration are: the context of reference, that is meaningful to understand the purpose and the possible dissemination; the cost, that shows the level of accessibility and diffusion of the tool; the degree of analysis, that allows, if provided, to perform different level of analysis in relation to the phase of the project; the database adopted, that strictly influence the accuracy of the study, based for instance on their updating according to Environmental Product Declarations; the output environmental indicators, that influence the results interpretation; further potentialities, such as the inclusion of the technical systems, the evaluation of cost and the interoperability with CAD and BIM tools \citep{ADV2016}. However, the problem is that to offer accessible and comprehensible tools to a wider audience, they tend to simply LCA methodology and the set of information required, providing only in rare cases different level of detail. The result is that they are generally used for finished projects, when all construction materials are defined, and only in sporadic cases as supporting tools to compares alternatives and orient decision-making process. To fill this gap and given the potentialities of BIM, some producers work up on LCA software interoperable with BIM tools, such as Tally and IES IMPACT Compliant Suite, employed at international level, and Elodie, adopted in France.
Certainly, the implementation of LCA in BIM provides several advantages for AEC practice, as shown below. The chance to achieve a holistic overview of the project including environmental criteria starting from the early stages. The accomplishment to enable better decision-making by providing feedback from the beginning on the environmental impact of building design choice. The solution to the redundant, manual and time-consuming tasks, typical for the standard processing of LCA. The guidance to material and dimensioning decisions that mostly determine the facility’s environmental impact. Lastly, a general optimization of LCA processes and life cycle management. Nevertheless, most of the studies available in literature perform LCA with the support of BIM but relying for the assessment on external LCA software (for instance SimaPro, LCADesign, Athena EcoCalculator and Athena Impact Estimator), recalling the problems of data- and model-exchange. Indeed, actually BIM turns out to be useful basically for: i) the automatic quantification of materials and components, profitable for all material-based LCA information; ii) the development of energy performance simulations, profitable for the use phase analysis; and iii) the quickly comparisons between different design alternatives. Still a long way it is required to make LCA implementation in BIM really effective for AEC practice and decision-making process.
LCA method is not yet common in design and construction practice and, when adopted, the environmental analysis performed by firms are not available for all. For this reason, to understand how LCA studies are generally worked out, the literature studies are the only reference point. Nonetheless, it is important to underline that, in literature studies, LCA is performed ex-post by researchers only for research purposes without affecting the project decision-making process and so not representing properly the current state. Anyway, the review of the LCA studies allows to verify the completeness and the quality of the considered LCA information and, therefore, to understand how to improve the data retrieval and the information flow management of future evaluations, also concerning the framework previously proposed. Based on selected studies, quantitative LCA information were identified for each life cycle stage, pointing out the types and the quality of data considered, starting from the most virtuous cases. The quality of data was established in relation to the reference sources used to gather the information (e.g. high level if personally monitored and gradually lower level if calculated from technical project documentation or deduced by statistical and literature data). Instead, the types of data refer to the information taken into account in the inventory phase and, comparing them with the complete list of information required to perform an LCA study, the data currently excluded were highlighted, suggesting possible areas of improvement \citep{ADV2017}. From the analysis of literature LCA studies, it emerges that in all studies some life cycle stages are omitted as well as some of the required information. Moreover, depending on the cases, the process of quantitative data collection occurs by means of the following sources, explained in order of data appropriateness in relation to the peculiarity and objectivity of the evaluation. Measurements, based on direct survey activities carried out on-site. Questionnaires, based on interviews to suppliers, contractors and/or entrepreneurs. Project documents, based on technical drawings, reports and other supporting materials of the facility in question. Statistical data, based on statistical analysis performed at municipal, regional, national or international level. Hypothesis, based on personal assumptions without any reference to reliefs and literature. Indeed, lack of data is still now considered as key issue in the development of LCA evaluations.
Mapping environmental issues in AEC practice
The next phase in the works concerns the second type of interview that, given the multitude of variables on the line in design practice, focused on real case studies with a personal engagement in certain AEC firms in order to map ex-post the design process of the specific projects, stressing environmental issues and their role in decision-making (WP4 e WP5 – partnership and analytic phases).
The prerequisite of this step is the involvement of punctual partnerships with some worldwide AEC firms, establishing agreements to spent few months of the PhD activity in their office and to encompass their practice in the study. This phase is pivotal for the research project, representing from the companies’ point of view an effort but at the same time an opportunity for their workability. For this purpose, it is important to have the chance to engage a representative number of firms, different in type and practice, to be able to take a wider perspective as possible. The strategy adopted for the selection endorses the AEC firms already in touch thanks to the questionnaire survey. Moreover, to take advantage of the period abroad two foreign cities (e.g. London and New York) were selected as strategic for building design, given the concentration of firms and then ideally the possibility to analyze simultaneously different practice. Since the feedbacks received were limited and without concrete proposal, the boundary is now expanded to other AEC firms, especially seeking the ones at the forefront of environmental issues or anyway considered environmentally friendly. Two different ways are pointed out for the selection: i) the identification of the projects certified by Green Building Rating Systems, such as LEED, DGNB, BREEAM, to involve the companies responsible for their design; ii) the dissemination of LCA tools in AEC practice, to understand the users of the software solutions available on the market, such as Ecosoft, Elodie, Legep and Impact. Specifically, the countries in object turn out to be: Switzerland, Austria, France, Germany and United Kingdom. The involvement of the partnerships aims to pinpoint the case studies of the research project. Indeed, a case study is picked out from the portfolio of each company selected, choosing a settled and possible built project considered environmentally friendly and possibly equipped with and LCA study. The decision to opt for concluded projects and not to ongoing decision-making process is due to time restriction and to the intent of deepen a higher number of projects, recreating thus ex post the design process instead of supervise it when underway.
The identification of different case studies aims to understand how deeply environmental issues are considered and faced by AEC practice, since at first glance more or less every design firms claim to be environmental friendly to take advantage for their business. To achieve this goal, the effort is to map the design process of a growing number of projects, based on the partnerships feedbacks received from the companies, trying to involve as much as possible type of firms and ways of practice, and focusing on environmental issues. Note that environmental issues are here conceived as the five core environmentally aspects: material, energy, water, waste and carbon as well as the interrelationships between the facilities and the surrounding environment. Analyzing and mapping the design process, the focus of the research is to point out all the resources invested by the companies to achieve environmental targets and to understand how they influence the decision-making process. In particular, three entities are taken into consideration: i) the team of humans, including all the actors and experts involved in the design process; ii) the set of tools and the assets, including all the physical items, computer and software necessary to design; and iii) the collection of data, including all the information required both by experts and tools to work and design.
Moreover, since there is no pre-determined relationship between the resources of a firm and its capabilities, the mission is to figure out how they are linked together and the related information flow within the decision-making process. Indeed, the types, amounts and qualities of the exploited resources, both tangible and intangible, have certainly an important bearing on the workability of the firm, since they place technical and organizational constraints, but a key ingredient is the aptitude of the team to achieve cooperation and coordination in order to handle the flow of information. This kind of synergy is essential in design practice, even more if we consider sustainable design. In fact, contrary to other sector where different issues are managed in a more or less autonomous way by team or specific experts, environmental issues involve all the actors engaged with significant reverberation in the decision-making process. Particular attention therefore is directed to the design phases in which sustainable targets are set and in which environmental experts and, eventually, outsourcing partners are involved within the process also in relation to firm’s size. In addition, skills and competences with the related tools and software will be matched, on one hand, with design requirements (input) and, on the other, to final performance (outputs). In this context, starting from the early stage of the project, collaboration, coordination and communication play a key role in making sure that firm resources turn first into “capabilities” (minimum ability) and later into “maturity” (quality achieved by good practice).
Furthermore, in line with current tendencies that lead to consider artefacts as small part of a larger networks, systems and environment (just to think “Industry 4.0” and “Internet of things” trends), the life cycle approach is stressed as an ongoing and future challenge for AEC firms, to take a broadening of perspective and to avoid shifting problems from one life cycle stage to another. To this end, during the selection of case studies, the priority is given to the projects equipped with an LCA study, identifying the background of the related experts, the type of information addressed and the data sourcing. When LCA is applied to the project, the goal is to improve, by means of the proposed framework, its forcefulness and usefulness in the design process, while when it is not developed, the goal is to try to figure out how it could be implemented within the design process and what are the information already available for the tasks. Indeed, LCA method allows AEC firms to make aware decisions, gain long-term perspectives and define the most effective and efficient way to meet environmental requirement and decrease environmental impacts.
After the case studies experiences, the mappings fulfilled for every firm in partnership aims to depict the design process of the project in question, taking a life cycle perspective and focusing on environmental issues and their role in the decision-making process. For this purpose, this type of interview adopts direct means of communications, such as face to face questions to the actors involved, as well as a close examination of the set of documents related to the case study, provided by the same AEC firm but also by external partners.